Filing Details
- Accession Number:
- 0001144204-11-037247
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2011-06-23 17:08:22
- Reporting Period:
- 2008-12-31
- Filing Date:
- 2011-06-23
- Accepted Time:
- 2011-06-23 17:08:22
- Original Submission Date:
- 2009-06-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106455 | Westmoreland Coal Co | WLB | Bituminous Coal & Lignite Surface Mining (1221) | 231128670 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223469 | Jr Frank Vicino | 15 N.e. Second Ave Deerfield Beach FL 33441 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Depositary Shares "A" Preferred | Disposition | 2008-10-24 | 200 | $20.50 | 83,750 | No | 4 | S | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-10-27 | 200 | $19.30 | 83,950 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-10-28 | 200 | $19.95 | 84,150 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-10-28 | 300 | $19.50 | 84,450 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-10-28 | 500 | $20.00 | 84,950 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-11-12 | 100 | $14.50 | 85,050 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-12-08 | 200 | $20.00 | 85,250 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-12-09 | 500 | $20.25 | 85,750 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-12-10 | 500 | $20.00 | 86,250 | No | 4 | P | Direct | |
Depositary Shares "A" Preferred | Acquisiton | 2008-12-11 | 500 | $19.95 | 86,750 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Depositary Shares "A" Preferred | 1,400 | Indirect | Trustee for Irrev. Trust dtd. 9/26/97 for Hannah K. Vicino |
Depositary Shares "A" Preferred | 0 | Indirect | Trustee for Irrev. Trust dtd. 9/26/97 for Shelby T. Vicino |
Depositary Shares "A" Preferred | 4,550 | Indirect | 24.5% ownership in Vicino Family LP and 50% in Vicino Family Holding, Inc. |
Footnotes
- Frank T. Vicino, Jr. hereby disclaims his indirect beneficial interest and ownership in the shares owned by the Hanna Kathryn Vicino Irrevocable Trust dated 9/26/97 and that the filing of this report shall not be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities reported herein as owned by said Trust.
- Frank T. Vicino, Jr. hereby disclaims his indirect beneficial interest and ownership in the shares owned by the Shelby Taylor Vicino Irrevocable Trust dated 9/26/97 and that the filing of this report shall not be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities reported herein as owned by said Trust. This is a corrective filing to reflect that these shares previously reported on Frank Vicino, Jr.'s Form 5 filed 6/30/2009 incorrectly reflected the indirect ownership interest of Shelby Taylor Vicino, as those shares had been disposed of on October 16, 2008 and properly reported on the Form 5 filed by F.T. Vicino, Ttee for Shelby Under Agreement dated 9/26/1997.