Filing Details
- Accession Number:
- 0001713683-22-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-16 19:25:14
- Reporting Period:
- 2022-09-14
- Accepted Time:
- 2022-09-16 19:25:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1713683 | Zscaler Inc. | ZS | Services-Computer Programming Services (7371) | 261173892 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733850 | Amit Sinha | C/O Zscaler, Inc. 120 Holger Way San Jose CA 95134 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-09-14 | 71,873 | $0.00 | 337,997 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-09-16 | 18,974 | $167.97 | 319,023 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 115,702 | Indirect | See footnote |
| Common Stock | 62,375 | Indirect | See Footnote |
| Common Stock | 62,374 | Indirect | See Footnote |
| Common Stock | 46,000 | Indirect | See footnote |
| Common Stock | 46,000 | Indirect | See Footnote |
| Common Stock | 70,000 | Indirect | See Footnote |
Footnotes
- Represents restricted stock units granted upon achievement of certain FY22 performance metrics pursuant to performance-based restricted stock units granted September 1, 2021 under Zscaler's Fiscal Year 2018 Incentive Plan. The restricted stock units will vest 25% on September 15, 2022 and 6.25% each quarter thereafter until fully vested.
- Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units as mandated by the Issuer's election under its equity incentive plans and does not represent a discretionary trade by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.9721 to $167.9727, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
- The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
- The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
- The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
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