Filing Details
- Accession Number:
- 0001193805-22-001276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-16 18:13:59
- Reporting Period:
- 2022-09-14
- Accepted Time:
- 2022-09-16 18:13:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1442236 | Quest Resource Holding Corp | QRHC | Refuse Systems (4953) | 510665952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685530 | P David Sweitzer | 3481 Plano Parkway The Colony TX 75056 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-14 | 5,931 | $1.51 | 14,442 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-09-14 | 5,931 | $8.10 | 8,511 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-09-15 | 19,041 | $1.51 | 27,552 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-09-15 | 19,041 | $8.07 | 8,511 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-09-16 | 6,959 | $1.51 | 15,470 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-09-16 | 6,959 | $7.47 | 8,511 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy | Disposition | 2022-09-14 | 5,931 | $0.00 | 5,931 | $1.51 |
Common Stock | Employee Stock Option (Right to Buy | Disposition | 2022-09-15 | 19,041 | $0.00 | 19,041 | $1.51 |
Common Stock | Employee Stock Option (Right to Buy | Disposition | 2022-09-16 | 6,959 | $0.00 | 6,959 | $1.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2030-03-16 | No | 4 | M | Direct | |
80,959 | 2029-02-12 | No | 4 | M | Direct | |
74,000 | 2029-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,425 | Direct |
Footnotes
- These shares represent the number of shares exercised by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
- These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
- The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.