Filing Details
- Accession Number:
- 0000899243-22-031326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-16 17:30:19
- Reporting Period:
- 2022-09-14
- Accepted Time:
- 2022-09-16 17:30:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867665 | Abraxas Petroleum Corp | AXAS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860662 | Angelo Gordon & Co., L.p. | C/O Angelo, Gordon &Amp; Co., L.p., 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | No | Yes | |
1064683 | Ag Gp Llc | C/O Angelo, Gordon &Amp; Co., L.p. 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | No | Yes | |
1320216 | Joshua Baumgarten | C/O Angelo, Gordon &Amp; Co., L.p. 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | No | Yes | |
1813673 | Ag Energy Funding, Llc | C/O Angelo, Gordon &Amp; Co., L.p. 245 Park Avenue 26Th Floor New York NY 10167 | No | No | No | Yes | |
1872317 | R Adam Schwartz | C/O Angelo, Gordon &Amp; Co., L.p. 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Preferred Stock | Disposition | 2022-09-14 | 685,505 | $116.70 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The shares of Series A Preferred Stock were held directly by AG Energy Funding, LLC ("AG Energy Funding") for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") is the manager. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon and Josh Baumgarten and Adam Schwartz are the co-chief executive officers of Angelo Gordon. Each of Josh Baumgarten, Adam Schwartz and AG GP may be deemed to control Angelo Gordon. Each of Angelo Gordon, AG GP, Josh Baumgarten and Adam Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of Angelo Gordon, AG GP, Josh Baumgarten or Adam Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.