Filing Details
- Accession Number:
- 0001104659-22-100763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-16 14:26:50
- Reporting Period:
- 2022-09-14
- Accepted Time:
- 2022-09-16 14:26:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425355 | Mill City Ventures Iii Ltd | MCVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394819 | Michael Douglas Polinsky | 130 Lake St. West Wayzata MN 55391 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-14 | 1,181 | $2.80 | 247,346 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-09-14 | 8,819 | $2.85 | 256,165 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-09-15 | 529 | $2.73 | 256,694 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-09-15 | 200 | $2.75 | 256,894 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-09-15 | 85 | $2.78 | 256,979 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,850 | Indirect | By Great North Capital Corp. |
Common Stock | 128,915 | Indirect | By Lantern Advisers LLC |
Common Stock | 246,165 | Direct |
Footnotes
- A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.