Filing Details

Accession Number:
0001104659-22-100763
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-16 14:26:50
Reporting Period:
2022-09-14
Accepted Time:
2022-09-16 14:26:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425355 Mill City Ventures Iii Ltd MCVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394819 Michael Douglas Polinsky 130 Lake St. West
Wayzata MN 55391
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-14 1,181 $2.80 247,346 No 4 P Direct
Common Stock Acquisiton 2022-09-14 8,819 $2.85 256,165 No 4 P Direct
Common Stock Acquisiton 2022-09-15 529 $2.73 256,694 No 4 P Direct
Common Stock Acquisiton 2022-09-15 200 $2.75 256,894 No 4 P Direct
Common Stock Acquisiton 2022-09-15 85 $2.78 256,979 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,850 Indirect By Great North Capital Corp.
Common Stock 128,915 Indirect By Lantern Advisers LLC
Common Stock 246,165 Direct
Footnotes
  1. A Minnesota corporation of which the reporting person is the Chief Executive Officer.
  2. A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
  3. Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.