Filing Details
- Accession Number:
- 0001209191-22-050174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-15 20:28:50
- Reporting Period:
- 2022-09-13
- Accepted Time:
- 2022-09-15 20:28:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1615165 | Veritone Inc. | VERI | Services-Computer Processing & Data Preparation (7374) | 471161641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705446 | Ryan Steelberg | C/O Veritone, Inc. 2420 17Th Street, Office 3002 Denver CO 80202 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-09-13 | 35,367 | $6.82 | 128,714 | No | 4 | P | Indirect | The RSS Living Trust dated April 6, 2012 |
| Common Stock | Acquisiton | 2022-09-14 | 21,288 | $6.88 | 150,002 | No | 4 | P | Indirect | The RSS Living Trust dated April 6, 2012 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | The RSS Living Trust dated April 6, 2012 |
| No | 4 | P | Indirect | The RSS Living Trust dated April 6, 2012 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 307,566 | Direct | |
| Common Stock | 2,003,349 | Indirect | RVH, LLC |
Footnotes
- Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.72 to $6.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.80 to $6.96 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.
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