Filing Details
- Accession Number:
- 0001628280-22-025036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-15 19:50:38
- Reporting Period:
- 2022-09-14
- Accepted Time:
- 2022-09-15 19:50:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
948708 | Smith Micro Software Inc. | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251368 | Jr W William Smith | 120 Vantis Suite 350 Aliso Viejo CA 92656 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-14 | 5,000 | $2.59 | 4,864,704 | No | 4 | P | Indirect | Smith Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Smith Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 363,028 | Direct |
Footnotes
- Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.591 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.