Filing Details
- Accession Number:
- 0001437749-22-022558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-15 18:43:16
- Reporting Period:
- 2022-09-13
- Accepted Time:
- 2022-09-15 18:43:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708953 | S. Jeffery Bastian | C/O Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2022-09-13 | 9,803 | $7.20 | 47,214 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2022-09-13 | 2,842 | $8.60 | 44,372 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2022-09-13 | 6,961 | $8.60 | 37,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2022-09-13 | 9,803 | $0.00 | 17,000 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,197 | 2023-08-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 36,781 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $4.94 | 2028-08-16 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $3.83 | 2029-08-21 | 27,618 | 27,618 | Direct | |
| Common Shares | Option to Buy | $9.15 | 2027-06-12 | 5,000 | 5,000 | Direct | |
| Common Shares | Option to Buy | $6.58 | 2022-08-16 | 11,250 | 11,250 | Direct | |
| Common Shares | Option to Buy | $6.81 | 2024-11-20 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $9.39 | 2025-07-01 | 15,000 | 15,000 | Direct | |
| Common Shares | Option to Buy | $11.06 | 2026-07-01 | 10,000 | 10,000 | Direct | |
| Common Shares | Option to Buy | $5.92 | 2027-08-17 | 18,000 | 18,000 | Direct | |
| Common Shares | Option to Buy | $6.80 | 2030-08-19 | 13,096 | 13,096 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-08-16 | 20,000 | 20,000 | Direct |
| 2029-08-21 | 27,618 | 27,618 | Direct |
| 2027-06-12 | 5,000 | 5,000 | Direct |
| 2022-08-16 | 11,250 | 11,250 | Direct |
| 2024-11-20 | 20,000 | 20,000 | Direct |
| 2025-07-01 | 15,000 | 15,000 | Direct |
| 2026-07-01 | 10,000 | 10,000 | Direct |
| 2027-08-17 | 18,000 | 18,000 | Direct |
| 2030-08-19 | 13,096 | 13,096 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- These holdings have been previously reported on Form 4.
- The options vest ratably over a three year time period.
- The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
Billionaire Hedge Funds
