Filing Details
- Accession Number:
- 0001213900-22-056004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-14 20:00:11
- Reporting Period:
- 2022-09-12
- Accepted Time:
- 2022-09-14 20:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1807846 | Moneylion Inc. | ML | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1882338 | Richard Correia | C/O Moneylion Inc. 30 West 21St Street, 9Th Floor New York, NY 10010 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-09-12 | 177,050 | $0.13 | 3,536,979 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-09-12 | 22,500 | $1.45 | 3,514,479 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2022-09-12 | 135,828 | $1.45 | 3,378,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2022-09-12 | 177,050 | $0.00 | 177,050 | $0.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,245,506 | 2026-12-31 | No | 4 | M | Direct |
Footnotes
- Includes RSUs and performance share units, each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of MoneyLion Inc. (the "Company") and the acquisition of which was previously reported in Table I of the Reporting Person's Form 4 on March 18, 2022.
- Represents shares of Class A Common Stock sold to cover the exercise price and payment of the tax liabilities of the Reporting Person related to the exercise of 177,050 stock options, as reported on this Form 4.
- The shares of Class A Common Stock were sold in multiple trades at prices ranging from $1.41 to $1.47 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
- The shares of Class A Common Stock were sold in multiple trades at prices ranging from $1.42 to $1.47 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
- 25% of the stock option award vested on the first anniversary of December 31, 2016, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
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