Filing Details

Accession Number:
0001741560-22-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-14 16:06:40
Reporting Period:
2022-09-12
Accepted Time:
2022-09-14 16:06:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819974 Skywater Technology Inc SKYT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741560 A Loren Unterseher 2401 East 86Th Street
Bloomington MN 55425
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-12 29,794 $11.18 22,230,530 No 4 S Indirect See Note
Common Stock Disposition 2022-09-13 75,809 $11.65 22,154,721 No 4 S Indirect See Note
Common Stock Disposition 2022-09-13 20,729 $12.07 22,133,992 No 4 S Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note
No 4 S Indirect See Note
No 4 S Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,090 Direct
Footnotes
  1. Reflects the weighted average price of 29,794 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 12, 2022 with sale prices ranging from $11.00 to $11.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  3. Reflects the weighted average price of 75,809 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $11.00 to $11.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average price of 20,729 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $12.00 to $12.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.