Filing Details
- Accession Number:
- 0001547903-22-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-13 16:08:04
- Reporting Period:
- 2022-09-09
- Accepted Time:
- 2022-09-13 16:08:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591148 | Curry Michael Montgomery | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2022-09-09 | 37,813 | $10.00 | 78,237 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2022-09-09 | 19,630 | $20.30 | 58,607 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2022-09-09 | 37,813 | $10.00 | 37,813 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-11-08 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.3016. The range of prices was $20.25 to $20.37. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- Represents 51,667 Class A common shares and 6,940 unvested restricted stock units.
- The options vested in full on November 8, 2015.