Home > Insider Trading > Filing (0001493152-22-025662)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1590418	Focus Universal Inc.	FCUV	Industrial Instruments For Measurement, Display, And Control (3823)	463355876

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1624262	Sheri Lofgren	C/O Focus Universal Inc. 2311 East Locust Court Ontario CA 91761		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-08-17	14,677	$5.70	14,677	No	4	A	Direct
Common Stock	Acquisiton	2022-08-17	10,968	$3.00	25,645	No	4	A	Direct
Common Stock	Acquisiton	2022-08-17	1,804	$8.86	27,449	No	4	A	Direct
Common Stock	Disposition	2022-09-07	10,903	$10.13	16,546	No	4	S	Direct
Common Stock	Disposition	2022-09-07	10,000	$10.26	6,546	No	4	S	Direct
Common Stock	Disposition	2022-09-07	5,000	$10.35	1,546	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.