Filing Details
- Accession Number:
- 0000950142-22-002692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-12 16:31:57
- Reporting Period:
- 2022-09-08
- Accepted Time:
- 2022-09-12 16:31:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455684 | Tpi Composites Inc | TPIC | Engines & Turbines (3510) | 201590775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1815055 | Oaktree Phoenix Investment Fund, L.p. | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1861643 | Trust Partners Bam | Brookfield Place, 181 Bay Street Suite 300 Toronto A6 M5J 2T3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-09-08 | 2,407,775 | $18.85 | 425,699 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2022-09-08 | 1,486,281 | $18.85 | 262,777 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2022-09-08 | 69,360 | $18.85 | 12,263 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Consists of shares of Common Stock beneficially owned by Opps TPIC Holdings, LLC ("Opps").
- Consists of shares of Common Stock beneficially owned by Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V").
- Consists of shares of Common Stock beneficially owned by Oaktree Phoenix Investment Fund, L.P. ("Phoenix").
- This Form 4 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) Opps, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix.
- Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.