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Filing Details

Accession Number:: 0001758766-22-000158
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-09 17:35:07
Reporting Period:: 2022-09-07

Accepted Time:: 2022-09-09 17:35:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	264466193

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1861916	Anil Tammineedi	100 California Street 14Th Floor San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Disposition	2022-09-07	100,000	$15.52	4,489,849	No	4	S	Indirect	Held by Angeleno Investors III, L.P.
Common Stock, Par Value $0.0001 Per Share	Disposition	2022-09-08	100,000	$15.84	4,389,849	No	4	S	Indirect	Held by Angeleno Investors III, L.P.
Common Stock, Par Value $0.0001 Per Share	Disposition	2022-09-09	100,000	$16.38	4,289,849	No	4	S	Indirect	Held by Angeleno Investors III, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Angeleno Investors III, L.P.
No	4	S	Indirect	Held by Angeleno Investors III, L.P.
No	4	S	Indirect	Held by Angeleno Investors III, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	5,524	Direct

Footnotes

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.37 to $15.645. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4,489,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.50 to $16.24. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4,389,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.30 to $16.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4,289,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.