Filing Details

Accession Number:
0001144204-11-037076
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-22 19:04:54
Reporting Period:
2011-06-20
Filing Date:
2011-06-22
Accepted Time:
2011-06-22 19:04:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326364 Sino Gas International Holdings Inc. SGAS Natural Gas Transmission (4922) 320028823
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349985 Vision Opportunity Master Fund, Ltd. C/O Ogier Fiduciary Services (Cay) Ltd.
88 Nexus Way
Camana Bay, Grand Cayman E9 KY1-9007
No No Yes No
1411962 Vision Capital Advisors, Llc 20 West 55Th Street
5Th Floor
New York NY 10019
No No Yes No
1411963 Adam Benowitz C/O Vision Capital Advisors, Llc
20 West 55Th Street, 5Th Floor
New York NY 10019
No No Yes No
1446143 Vcaf Gp, Llc C/O Vision Capital Advisors
20 West 55Th Street, 5Th Floor
New York NY 10019
No No Yes No
1446144 Vision Capital Advantage Fund, L.p. C/O Vision Capital Advisors
20 West 55Th Street, 5Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock ($0.001 Par Value) Disposition 2011-06-20 12,736 $0.32 1,691,587 No 4 S Indirect By Vision Opportunity Master Fund, Ltd.
Common Stock ($0.001 Par Value) Disposition 2011-06-20 3,764 $0.32 499,959 No 4 S Indirect By Vision Capital Advantage Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vision Opportunity Master Fund, Ltd.
No 4 S Indirect By Vision Capital Advantage Fund, L.P.
Footnotes
  1. Vision Capital Advisors, LLC (the "Investment Manager") serves as investment manager to Vision Opportunity Master Fund, Ltd. (the "Fund"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the Investment Manager and a Director of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
  2. VCAF GP, LLC (the "General Partner") serves as general partner of Vision Capital Advantage Fund, L.P. ("VCAF"), the direct owner of the subject securities. The Investment Manager is the investment manager of VCAF designated by the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.
  3. Price represents the weighted average price with respect to shares purchased on this date. This transaction was executed in multiple trades ranging from $0.30 to $0.34. The Reporting Persons hereby undertake to provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.