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Filing Details

Accession Number:: 0001235468-22-000124
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-08 17:05:37
Reporting Period:: 2022-09-06

Accepted Time:: 2022-09-08 17:05:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	522209244

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1406206	Jorge Celaya	C/O Liquidity Services, Inc. 6931 Arlington Road, Suite 200 Bethesda MD 20814	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-09-06	2,600	$18.00	43,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Grant	$0.00	2026-10-01	2,085	2,085	Direct
Common Stock	Employee Stock Option	$8.30	2027-03-03	2,473	2,473	Direct
Common Stock	Employee Stock Grant	$0.00	2023-01-01	1,475	1,475	Direct
Common Stock	Employee Stock Option	$6.11	2028-12-04	3,802	3,802	Direct
Common Stock	Employee Stock Option	$6.69	2029-12-03	29,387	29,387	Direct
Common Stock	Employee Stock Grant	$0.00	2024-01-01	11,325	11,325	Direct
Common Stock	Employee Stock Option	$9.46	2030-12-01	55,050	55,050	Direct
Common Stock	Employee Stock Option	$9.46	2030-12-01	55,050	55,050	Direct
Common Stock	Employee Stock Grant	$0.00	2025-01-01	7,462	7,462	Direct
Common Stock	Employee Stock Option	$22.20	2031-12-07	7,740	7,740	Direct
Common Stock	Employee Stock Option	$22.20	2031-12-07	7,740	7,740	Direct
Common Stock	Employee Stock Grant	$0.00	2026-01-01	8,720	8,720	Direct
Common Stock	Employee Stock Grant	$0.00	2026-01-01	8,720	8,720	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-10-01	2,085	2,085	Direct
2027-03-03	2,473	2,473	Direct
2023-01-01	1,475	1,475	Direct
2028-12-04	3,802	3,802	Direct
2029-12-03	29,387	29,387	Direct
2024-01-01	11,325	11,325	Direct
2030-12-01	55,050	55,050	Direct
2030-12-01	55,050	55,050	Direct
2025-01-01	7,462	7,462	Direct
2031-12-07	7,740	7,740	Direct
2031-12-07	7,740	7,740	Direct
2026-01-01	8,720	8,720	Direct
2026-01-01	8,720	8,720	Direct

Footnotes

Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
These restricted stock units will vest, if at all, based on the issuer's achievement of certain financial milestones.
These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.
15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.
12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.
12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.