Filing Details

Accession Number:
0001209191-22-049090
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-07 20:50:39
Reporting Period:
2022-09-06
Accepted Time:
2022-09-07 20:50:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894717 Armon Dadgar C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco CA 94105
Chief Technology Officer, Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-09-06 17,909 $0.00 29,459 No 4 C Direct
Class A Common Stock Disposition 2022-09-06 10,546 $28.83 18,913 No 4 S Direct
Class A Common Stock Disposition 2022-09-06 7,263 $29.55 11,650 No 4 S Direct
Class A Common Stock Disposition 2022-09-06 100 $30.37 11,550 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-09-06 17,909 $0.00 17,909 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
62,771 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 15,200,000 15,200,000 Indirect
Class A Common Stock Class B Common Stock $0.00 2,339,030 2,339,030 Indirect
Class A Common Stock Class B Common Stock $0.00 709,288 709,288 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
15,200,000 15,200,000 Indirect
2,339,030 2,339,030 Indirect
709,288 709,288 Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $29.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.21 to $30.18, inclusive.
  5. The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
  6. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
  7. The shares are held of record by Black Swan III, LLC which the reporting person controls.