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Filing Details

Accession Number:: 0001868941-22-000093
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-07 17:24:01
Reporting Period:: 2022-09-02

Accepted Time:: 2022-09-07 17:24:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1868941	Fluence Energy Inc.	FLNC	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	871304612

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1884308	Dennis Fehr	C/O Fluence Energy, Inc. 4601 Fairfax Drive, Suite 600 Arlington VA 22203	Svp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-09-02	104	$2.45	30,694	No	4	M	Direct
Class A Common Stock	Disposition	2022-09-02	104	$18.81	30,590	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-09-06	3,546	$2.45	34,136	No	4	M	Direct
Class A Common Stock	Disposition	2022-09-06	3,546	$18.46	30,590	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-09-06	12,665	$2.45	43,255	No	4	M	Direct
Class A Common Stock	Disposition	2022-09-06	12,665	$18.43	30,590	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option	Disposition	2022-09-02	104	$0.00	104	$2.45
Class A Common Stock	Stock Option	Disposition	2022-09-06	3,546	$0.00	3,546	$2.45
Class A Common Stock	Stock Option	Disposition	2022-09-06	12,665	$0.00	12,665	$2.45

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
455,570	2031-04-02	No	4	M	Direct
452,024	2031-04-02	No	4	M	Direct
439,359	2031-04-02	No	4	M	Direct

Footnotes

Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.80 to $18.81, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.45 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.4 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.