Filing Details

Accession Number:
0001529274-22-000152
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-06 20:12:11
Reporting Period:
2022-09-01
Accepted Time:
2022-09-06 20:12:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1529274 Alkami Technology Inc. ALKT Services-Prepackaged Software (7372) 453060776
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1852917 Stephen Bohanon C/O Alkami Technology, Inc.
5601 Granite Parkway, Suite 120
Plano TX 75024
Chf. Strategist & Sales Offr. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-01 5,913 $14.27 376,654 No 4 F Direct
Common Stock Disposition 2022-09-06 18,368 $14.72 358,286 No 4 S Direct
Common Stock Acquisiton 2022-09-06 40,000 $0.92 398,286 No 4 M Direct
Common Stock Disposition 2022-09-06 40,000 $14.69 358,286 No 4 S Direct
Common Stock Acquisiton 2022-09-06 73,333 $2.34 431,619 No 4 M Direct
Common Stock Acquisiton 2022-09-06 1,927 $3.32 433,546 No 4 M Direct
Common Stock Acquisiton 2022-09-06 9,219 $3.32 442,765 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2022-09-06 40,000 $0.00 40,000 $0.92
Common Stock Stock Option (Right to Buy) Acquisiton 2022-09-06 73,333 $0.00 73,333 $2.34
Common Stock Stock Option (Right to Buy) Acquisiton 2022-09-06 1,927 $0.00 1,927 $3.32
Common Stock Stock Option (Right to Buy) Acquisiton 2022-09-06 9,219 $0.00 9,219 $3.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
123,333 2027-11-02 No 4 M Direct
193,333 2028-12-11 No 4 M Direct
69,527 2030-02-20 No 4 M Direct
59,219 2030-03-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 718,673 Indirect See footnote
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
  4. The shares subject to the option are fully vested and exercisable.