Filing Details
- Accession Number:
- 0001716837-22-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-06 18:37:12
- Reporting Period:
- 2022-09-01
- Accepted Time:
- 2022-09-06 18:37:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1767033 | Mustafa Ozgen | C/O Roku, Inc. 1155 Coleman San Jose CA 95110 | Svp And Gm Of Account Acquisit | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-09-01 | 17,289 | $0.00 | 17,289 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-09-02 | 8,749 | $66.94 | 8,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2022-09-01 | 9,989 | $0.00 | 9,989 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2022-09-01 | 4,758 | $0.00 | 4,758 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2022-09-01 | 2,542 | $0.00 | 2,542 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,979 | No | 4 | M | Direct | ||
| 52,345 | No | 4 | M | Direct | ||
| 7,627 | No | 4 | M | Direct |
Footnotes
- These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2022.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU vests in 16 substantially equal quarterly installments. The first installment vested on June 1, 2019.
- This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022.
- This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022.
Billionaire Hedge Funds
