Filing Details
- Accession Number:
- 0001209191-22-048811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-06 17:24:30
- Reporting Period:
- 2022-09-06
- Accepted Time:
- 2022-09-06 17:24:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Biological Products, (No Disgnostic Substances) (2836) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 4955 Directors Place San Diego CA 92121 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-06 | 55,555 | $1.96 | 4,676,917 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,271,693 | Indirect | See Footnote |
Common Stock | 40,000 | Indirect | By spouse |
Footnotes
- Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.