Filing Details
- Accession Number:
- 0001484778-22-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-06 16:22:17
- Reporting Period:
- 2022-09-01
- Accepted Time:
- 2022-09-06 16:22:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484778 | Thredup Inc. | TDUP | Retail-Catalog & Mail-Order Houses (5961) | 264009181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1850197 | Christopher Homer | C/O Thredup Inc. 969 Broadway, Suite 200 Oakland CA 94607 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-09-01 | 6,127 | $0.00 | 34,370 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2022-09-02 | 1,917 | $2.31 | 32,453 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2022-09-01 | 28,617 | $0.00 | 61,070 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-09-02 | 8,948 | $2.31 | 52,122 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2022-09-01 | 28,617 | $0.00 | 28,617 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,636 | No | 4 | M | Direct |
Footnotes
- Settlement of shares from performance-based restricted stock units under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.
- Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- On April 11, 2022, the Reporting Person was granted 457,869 RSUs, vesting in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.