Home > Insider Trading > Filing (0001299709-22-000216)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299709	Axos Financial Inc.	AX	Savings Institution, Federally Chartered (6035)	330867444

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1631683	Uzair Dada	9205 West Russell Road Suite 400 Las Vegas NV 89148		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-08-31	4,667	$41.78	22,407	No	4	M	Direct
Common Stock	Disposition	2022-09-01	2,334	$40.60	20,073	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2022-08-31	4,667	$0.00	4,667	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,667			No	4	M	Direct

Footnotes

Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
These transactions were executed in multiple trades, at prices ranging from $40.36 to $41.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
The RSUs vest as to one-third of the shares on each anniversary date of grant.