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Home > Insider Trading > Filing (0001718133-22-000003)

Filing Details

Accession Number:: 0001718133-22-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-02 16:57:56
Reporting Period:: 2022-09-02

Accepted Time:: 2022-09-02 16:57:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2022-09-02	1,000	$6.97	509,719	No	4	P	Direct
Common Shares Of Beneficial Ownership	Acquisiton	2022-09-02	1,000	$7.00	510,719	No	4	P	Direct
Common Shares Of Beneficial Ownership	Acquisiton	2022-09-02	0	$0.00	558	No	4	P	Indirect	By Spouse
Common Shares Of Beneficial Ownership	Acquisiton	2022-09-02	0	$0.00	10,205	No	4	P	Indirect	XA Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse
No	4	P	Indirect	XA Investments LLC