Filing Details
- Accession Number:
- 0000926282-22-000052
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-09-02 16:40:24
- Reporting Period:
- 2022-08-23
- Accepted Time:
- 2022-09-02 16:40:24
- Original Submission Date:
- 2022-08-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926282 | Adtran Holdings Inc. | ADTN | Telephone & Telegraph Apparatus (3661) | 872164282 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1930886 | Brian Protiva | 901 Explorer Boulevard Huntsville AL 35806 | Ceo Of Adva | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-23 | 17,668 | $10.58 | 348,277 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-23 | 8,833 | $7.04 | 357,110 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-23 | 26,501 | $24.64 | 330,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-08-23 | 17,668 | $0.00 | 17,668 | $10.58 |
| Common Stock | Stock Option | Disposition | 2022-08-23 | 8,833 | $0.00 | 8,833 | $7.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-05-16 | 2023-05-14 | No | 4 | M | Direct |
| 52,997 | 2022-05-16 | 2025-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,361 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $19.08 | 2026-05-16 | 2029-05-14 | 88,326 | 88,326 | Direct |
| Common Stock | Stock Option | $12.17 | 2025-05-16 | 2028-05-14 | 49,464 | 49,464 | Direct |
| Common Stock | Stock Option | $7.01 | 2024-05-16 | 2027-05-14 | 41,220 | 41,220 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-05-14 | 88,326 | 88,326 | Direct |
| 2028-05-14 | 49,464 | 49,464 | Direct |
| 2027-05-14 | 41,220 | 41,220 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.47 to $24.94, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Billionaire Hedge Funds
