Filing Details
- Accession Number:
- 0001127602-11-019716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-22 14:37:25
- Reporting Period:
- 2011-06-20
- Filing Date:
- 2011-06-22
- Accepted Time:
- 2011-06-22 14:37:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478413 | W. Stephen Duffy | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | General Counsel, Vp & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-20 | 24,670 | $13.51 | 27,095 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-20 | 3,700 | $14.46 | 30,795 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-20 | 27,565 | $36.67 | 3,230 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-20 | 805 | $37.29 | 2,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Options (Right to Buy) | Disposition | 2011-06-20 | 24,670 | $0.00 | 24,670 | $13.51 |
Common Stock | Employee Options (Right to Buy) | Disposition | 2011-06-20 | 3,700 | $0.00 | 3,700 | $14.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-06-19 | No | 4 | M | Direct | |
14,802 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on March 7, 2011.
- The price in column 4 is a weighted average. The prices actually received ranged from $36.23 to $37.21. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.Cancel
- The price in column 4 is a weighted average. The prices actually received ranged from $37.23 to $37.40. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.Cancel
- The options vested in three equal installments on each anniversary of the vesting commencement date, June 19, 2008.
- The options shall vest with respect to 20% of the underlying common stock on each of the first five anniversaries of the grant date, January 3, 2010, subject to the executive's being employed by the company on the vesting date.