Filing Details
- Accession Number:
- 0001127602-11-019714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-22 14:34:42
- Reporting Period:
- 2011-06-20
- Filing Date:
- 2011-06-22
- Accepted Time:
- 2011-06-22 14:34:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478571 | E. Stephen Tremblay | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Cfo And Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-20 | 50,000 | $13.51 | 69,349 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-20 | 48,900 | $36.67 | 20,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-20 | 1,100 | $37.32 | 19,349 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Options (Right to Buy) | Disposition | 2011-06-20 | 50,000 | $0.00 | 50,000 | $13.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,619 | 2018-06-19 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on March 7, 2011.
- The price in column 4 is a weighted average. The prices actually received ranged from $36.28 to $37.26. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $37.28 to $37.38. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- All of the options reported herein have vested and are immediately exercisable.