Filing Details
- Accession Number:
- 0001104659-22-096955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-01 14:41:48
- Reporting Period:
- 2022-08-30
- Accepted Time:
- 2022-09-01 14:41:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1681896 | A. Gregg Bresner | C/O Cion Investment Corp 3 Park Avenue, 36Th Floor New York NY 10016 | President & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2022-08-30 | 1,000 | $10.20 | 31,099 | No | 4 | P | Indirect | See Footnote |
| Common Stock, $0.001 Par Value | Acquisiton | 2022-08-31 | 4,000 | $9.69 | 35,099 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Direct |
Footnotes
- Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account.
- Purchased by an IRA of the Reporting Person.
Billionaire Hedge Funds
