Filing Details
- Accession Number:
- 0001593968-22-001395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-01 13:35:08
- Reporting Period:
- 2022-08-31
- Accepted Time:
- 2022-09-01 13:35:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526238 | S. Jeffrey Mefford | 1201 Network Centre Dr. Effingham IL 62401 | President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-08-31 | 900 | $25.51 | 27,075 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-31 | 700 | $25.52 | 26,375 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-31 | 900 | $16.59 | 27,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-31 | 700 | $16.00 | 27,975 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2022-08-31 | 700 | $0.00 | 700 | $16.00 |
| Common Stock | Option (right to buy) | Disposition | 2022-08-31 | 900 | $0.00 | 900 | $16.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-12-13 | No | 4 | M | Direct | |
| 5,761 | 2023-12-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 10,702 | 10,702 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 7,885 | 7,885 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 5,341 | 5,341 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-03 | 10,702 | 10,702 | Direct |
| 2024-12-02 | 7,885 | 7,885 | Direct |
| 2024-08-05 | 10,000 | 10,000 | Direct |
| 2026-11-16 | 5,341 | 5,341 | Direct |
Footnotes
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- Options vested on 12/31/2017.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Billionaire Hedge Funds
