Filing Details
- Accession Number:
- 0001144879-22-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-31 19:46:34
- Reporting Period:
- 2022-08-31
- Accepted Time:
- 2022-08-31 19:46:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144879 | Applied Blockchain Inc. | APLD | Services-Computer Programming, Data Processing, Etc. (7370) | 954863690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1898844 | David Rench | 3811 Turtle Creekblvd, Suite 2100 Dallas TX 75219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-31 | 3,490 | $2.15 | 170,631 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 250,000 | 250,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
250,000 | 250,000 | Direct |
Footnotes
- Includes (i) 166,666 shares of restricted stock, of which 83,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 20,833 will vest on each of July 1, 2022, October 1, 2022, January 1, 2023, and April 1, 2023, or in each case, if later, the Later Date.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
- One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025.