Filing Details
- Accession Number:
- 0001415889-22-009184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-30 18:22:49
- Reporting Period:
- 2022-08-26
- Accepted Time:
- 2022-08-30 18:22:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340573 | Jr Francis Robert Sharpe | General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-08-26 | 1,000 | $277.01 | 16,500 | No | 4 | S | Indirect | By Trust for Family Member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust for Family Member |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,000 | Direct | |
Common Stock | 1,650 | Indirect | By Irrev Trust for Family Member |
Common Stock | 1,180 | Indirect | By Reporting Person's Rev Trust |
Footnotes
- Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and the transfer of shares from the Robert F. Sharpe, Sr. Revocable Trust.
- Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and transferred from the reporting person's direct holdings.