Filing Details
- Accession Number:
- 0001104659-22-096103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-30 17:05:04
- Reporting Period:
- 2022-08-26
- Accepted Time:
- 2022-08-30 17:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136294 | Williams Industrial Services Group Inc. | WLMS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2022-08-26 | 40,007 | $1.65 | 6,448,613 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2022-08-29 | 9,543 | $1.65 | 6,458,156 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 295,885 | Direct |
Footnotes
- As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,576,306 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,507,938 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,118,636 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
- On August 26, 2022 and August 29, 2022, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 7,934 and 1,892 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 19,519 and 4,656 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 12,554 and 2,995 shares, respectively.
- Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.62 to $1.67 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.65 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.