Filing Details

Accession Number:
0001104659-22-096103
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-30 17:05:04
Reporting Period:
2022-08-26
Accepted Time:
2022-08-30 17:05:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136294 Williams Industrial Services Group Inc. WLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017043 Nelson Obus 450 Seventh Avenue
Suite 509
New York NY 10123
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2022-08-26 40,007 $1.65 6,448,613 No 4 P Indirect See Footnote
Common Stock, $0.01 Par Value Per Share Acquisiton 2022-08-29 9,543 $1.65 6,458,156 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 295,885 Direct
Footnotes
  1. As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,576,306 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,507,938 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,118,636 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
  2. On August 26, 2022 and August 29, 2022, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 7,934 and 1,892 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 19,519 and 4,656 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 12,554 and 2,995 shares, respectively.
  3. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.62 to $1.67 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.65 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.