Filing Details

Accession Number:
0001225208-22-009851
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-30 16:46:36
Reporting Period:
2022-08-25
Accepted Time:
2022-08-30 16:46:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438353 Tony Satterthwaite 500 Jackson Street
Columbus IN 47201
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2022-08-17 1,798 $0.00 63,626 No 5 G Direct
Common Acquisiton 2022-08-26 516 $111.84 64,142 No 4 M Direct
Common Disposition 2022-08-26 516 $230.05 63,626 No 4 S Direct
Common Disposition 2022-08-26 4,350 $230.19 59,276 No 4 S Direct
Common Disposition 2022-08-25 854 $228.97 2,253 No 4 I Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 I Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2022-08-26 516 $0.00 516 $111.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,404 2015-04-02 2023-04-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 24,250 24,250 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 11,170 11,170 Direct
Common Stock Option (Right-to-Buy) $142.12 2023-04-06 2030-04-06 24,510 24,510 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 8,910 8,910 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 15,630 15,630 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 10,860 10,860 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 15,420 15,420 Direct
Common Stock Option (Right-to-Buy) $166.18 2022-10-16 2029-10-16 9,250 9,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 24,250 24,250 Direct
2025-04-02 11,170 11,170 Direct
2030-04-06 24,510 24,510 Direct
2024-04-02 8,910 8,910 Direct
2027-04-03 15,630 15,630 Direct
2028-04-03 10,860 10,860 Direct
2029-04-04 15,420 15,420 Direct
2029-10-16 9,250 9,250 Direct
Footnotes
  1. The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.
  2. Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4.
  3. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.