Filing Details
- Accession Number:
- 0001209191-22-047741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-26 17:33:42
- Reporting Period:
- 2022-08-26
- Accepted Time:
- 2022-08-26 17:33:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Biological Products, (No Disgnostic Substances) (2836) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 4955 Directors Place San Diego CA 92121 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-26 | 33,333 | $2.11 | 2,121,362 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2022-08-26 | 200 | $349.33 | 20,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200 | 2022-08-26 | 2023-03-17 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,271,693 | Indirect | See Footnote |
| Common Stock | 40,000 | Indirect | By spouse |
Footnotes
- Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.
Billionaire Hedge Funds
