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Filing Details

Accession Number:: 0001062993-22-018766
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-25 18:02:49
Reporting Period:: 2022-08-23

Accepted Time:: 2022-08-25 18:02:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1851657	Vaxxinity Inc.	VAXX	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1751631	Prime Movers Lab Fund I Lp	P.o. Box 12829 Jackson WY 83002		No	No	Yes	No
1875411	Dakin Sloss	C/O Prime Movers Lab Fund I Lp P.o. Box 12829 Jackson WY 83002		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-08-23	7,960	$2.45	2,258,015	No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
Class A Common Stock	Disposition	2022-08-23	2,990	$2.45	848,162	No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
Class A Common Stock	Disposition	2022-08-23	5,265	$2.45	1,493,639	No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
Class A Common Stock	Disposition	2022-08-23	33,785	$2.45	9,583,460	No	4	S	Direct
Class A Common Stock	Disposition	2022-08-24	19,741	$2.39	2,238,274	No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
Class A Common Stock	Disposition	2022-08-24	7,415	$2.39	840,747	No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
Class A Common Stock	Disposition	2022-08-24	13,058	$2.39	1,480,581	No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
Class A Common Stock	Disposition	2022-08-24	83,786	$2.39	9,499,674	No	4	S	Direct
Class A Common Stock	Disposition	2022-08-25	5,362	$2.33	2,232,912	No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
Class A Common Stock	Disposition	2022-08-25	2,014	$2.33	838,733	No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
Class A Common Stock	Disposition	2022-08-25	3,547	$2.33	1,477,034	No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
Class A Common Stock	Disposition	2022-08-25	22,757	$2.33	9,476,917	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
No	4	S	Direct
No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
No	4	S	Direct
No	4	S	Indirect	Held by COVAXX PML SPV 1 LP
No	4	S	Indirect	Held by COVAXX PML SPV 2 LP
No	4	S	Indirect	Held by COVAXX PML SPV 3 LP
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	3,615,038	Indirect	Held by Prime Movers Growth Fund 1 LP

Footnotes

Held by COVAXX PML SPV 1 LP ("PML SPV 1"). Prime Movers Lab GP I LLC ("PML GP I") is the general partner of Prime Movers Lab Fund I LP ("PML") and PML SPV 1.
Held by COVAXX PML SPV 2 LP ("PML SPV 2"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML SPV 2.
Held by COVAXX PML SPV 3 LP ("PML SPV 3"). PML GP II is the general partner of PML SPV 3.
Held by Prime Movers Growth Fund 1 LP ("PMG"). Prime Movers Growth GP I LLC ("PMG GP") is the general partner of PMG.
Held by PML. PML GP I is the general partner of PML.
Dakin Sloss is the manager of PML GP I, PML GP II and PMG GP, and may be deemed to beneficially own the securities held by PML, PMG, PML SPV 1, PML SPV 2 and PML SPV 3. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
The price of $2.4466 per share represents a weighted average of purchase prices ranging from $2.35 to $2.54 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $2.3862 per share represents a weighted average of purchase prices ranging from $2.38 to $2.45 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $2.3310 per share represents a weighted average of purchase prices ranging from $2.31 to $2.40 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.