Filing Details
- Accession Number:
- 0001209191-22-047493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-25 16:23:57
- Reporting Period:
- 2022-08-24
- Accepted Time:
- 2022-08-25 16:23:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720500 | Amtech Systems Inc | ASYS | Special Industry Machinery, Nec (3559) | 860411215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727924 | Michael Whang | 131 S. Clark Drive Tempe AZ 85288 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 10,000 | $4.77 | 12,000 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 3,750 | $4.87 | 15,750 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 7,500 | $5.52 | 23,250 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 5,000 | $5.67 | 28,250 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 10,000 | $7.40 | 38,250 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2022-08-24 | 5,000 | $9.98 | 43,250 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2022-08-24 | 15,004 | $12.41 | 28,246 | No | 4 | S | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2022-08-24 | 8,750 | $12.78 | 19,496 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 10,000 | $4.77 | 10,000 | $4.77 |
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 3,750 | $4.87 | 3,750 | $4.87 |
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 7,500 | $5.52 | 7,500 | $5.52 |
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 10,000 | $7.40 | 10,000 | $7.40 |
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 5,000 | $9.98 | 5,000 | $9.98 |
| Amtech Systems, Inc. $0.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Disposition | 2022-08-24 | 5,000 | $5.67 | 5,000 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-06 | 2029-03-06 | No | 4 | M | Direct |
| 0 | 2017-10-04 | 2026-10-04 | No | 4 | M | Direct |
| 0 | 2019-11-27 | 2028-11-27 | No | 4 | M | Direct |
| 0 | 2019-05-11 | 2028-05-11 | No | 4 | M | Direct |
| 0 | 2015-11-19 | 2024-11-19 | No | 4 | M | Direct |
| 10,000 | 2021-11-17 | 2030-11-17 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.85, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.935, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
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