Filing Details
- Accession Number:
- 0001315098-22-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-24 20:57:33
- Reporting Period:
- 2022-08-23
- Accepted Time:
- 2022-08-24 20:57:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834991 | David Baszucki | C/O Roblox Corporation 970 Park Place San Mateo CA 94403 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-08-23 | 100,000 | $0.00 | 1,212,500 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2022-08-23 | 100,000 | $0.00 | 100,000 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Disposition | 2022-08-23 | 100,000 | $41.41 | 0 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2022-08-23 | 550,000 | $0.08 | 550,001 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-08-23 | 550,000 | $41.41 | 1 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-08-24 | 16,000 | $0.00 | 1,196,500 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2022-08-24 | 8,000 | $0.00 | 383,000 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2022-08-24 | 8,000 | $0.00 | 758,000 | No | 4 | G | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Indirect | See Footnote |
No | 4 | G | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Indirect | See Footnote |
No | 4 | G | Indirect | See Footnote |
No | 4 | G | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-23 | 550,000 | $0.08 | 550,000 | $0.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,734,730 | 2026-03-21 | No | 4 | M | Direct |
Footnotes
- Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
- These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
- These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 30, 2021.
- Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts.
- These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- All of the shares subject to the option are fully vested and exercisable as of the date hereof.