Filing Details
- Accession Number:
- 0001094792-22-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-23 16:04:02
- Reporting Period:
- 2022-08-19
- Accepted Time:
- 2022-08-23 16:04:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505155 | Upland Software Inc. | UPLD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094792 | T John Mcdonald | 401 Congress Ave., Ste 1850 Austin TX 78701 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-19 | 20,000 | $10.73 | 223,738 | No | 4 | P | Indirect | By National Financial Services as Cust FBO J. McDonald RRA |
Common Stock | Acquisiton | 2022-08-22 | 10,000 | $10.99 | 233,738 | No | 4 | P | Indirect | By National Financial Services as Cust FBO J. McDonald RRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By National Financial Services as Cust FBO J. McDonald RRA |
No | 4 | P | Indirect | By National Financial Services as Cust FBO J. McDonald RRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,497,212 | Direct |
Footnotes
- Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.