Filing Details
- Accession Number:
- 0001104659-22-093473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-22 19:42:23
- Reporting Period:
- 2022-08-18
- Accepted Time:
- 2022-08-22 19:42:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425355 | Mill City Ventures Iii Ltd | MCVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394819 | Michael Douglas Polinsky | 1907 Wayzata Blvd., Suite 205 Wayzata MN 55391 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-18 | 3,000 | $3.05 | 243,636 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-08-18 | 2,342 | $3.00 | 245,978 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-08-18 | 160 | $2.97 | 246,138 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-08-19 | 27 | $3.08 | 246,165 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,850 | Indirect | By Great North Capital Corp. |
Common Stock | 128,915 | Indirect | By Lantern Advisers LLC |
Common Stock | 240,636 | Direct |
Footnotes
- All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.
- A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.