Filing Details
- Accession Number:
- 0001758766-22-000153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-22 18:06:36
- Reporting Period:
- 2022-08-18
- Accepted Time:
- 2022-08-22 18:06:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758766 | Stem Inc. | STEM | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 264466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1861916 | Anil Tammineedi | 100 California Street 14Th Floor San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2022-08-18 | 50,000 | $16.11 | 4,589,849 | No | 4 | S | Indirect | Held by Angeleno Investors III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by Angeleno Investors III, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 5,524 | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.00 to $16.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 4,589,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.