Filing Details

Accession Number:
0001628280-22-023440
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-22 17:52:23
Reporting Period:
2022-08-17
Accepted Time:
2022-08-22 17:52:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472122 Andrew Arno 5800 Corporate Dr.
Pittsburgh PA 15237
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-17 25,000 $2.35 287,605 No 4 P Direct
Common Stock Acquisiton 2022-08-22 2,500 $2.18 290,105 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect By spouse IRA
Common Stock 15,000 Indirect By JBA Investment
Common Stock 15,000 Indirect By MJA Investment
Footnotes
  1. Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3502 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  2. Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
  3. Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.