Filing Details
- Accession Number:
- 0001062993-22-018544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-22 09:17:00
- Reporting Period:
- 2022-08-18
- Accepted Time:
- 2022-08-22 09:17:00
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1164426 | Joseph Edelman | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1224962 | Perceptive Advisors Llc | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1249675 | Ltd Fund Master Sciences Life Perceptive | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1757940 | Perceptive Xontogeny Venture Fund, Lp | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1789443 | Lev Lb Holdings, Lp | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1890130 | Perceptive Venture Advisors, Llc | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1890132 | Lev Lb Holdings Gp, Llc | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No | |
1890152 | C2 Life Sciences Llc | 51 Astor Place, 10Th Floor New York NY 10003 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
American Depositary Shares | Acquisiton | 2022-08-18 | 998,240 | $2.40 | 3,728,491 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 25,368,895 | Indirect | See footnote |
Ordinary Shares | 21,653,385 | Indirect | See footnote |
Ordinary Shares | 4,330,675 | Indirect | See footnote |
Ordinary Shares | 2,477,005 | Indirect | See footnote |
Footnotes
- The securities are directly held by Perceptive Life Sciences Master Fund, Ltd. ("Perceptive Life"). Perceptive Advisors, LLC (the "Advisor") serves as the investment advisor to Perceptive Life. Joseph Edelman is the managing member of the Advisor. The Advisor and Mr. Edelman disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- The securities are directly held by LEV LB Holdings, LP ("LEV LB"). LEV LB Holdings GP, LLC ("LEV LB LLC") is the manager of LEV LB. Mr. Edelman is the sole member of LEV LB LLC. LEV LB LLC and Mr. Edelman disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- The securities are directly held by Perceptive Xontogeny Venture Fund, LP ("Perceptive Xontogeny"). Perceptive Venture Advisors, LLC (the "Venture Advisor") serves as the investment advisor to Perceptive Xontogeny and is an affiliate of the Advisor. Joseph Edelman is the managing member of the Advisor. The Venture Advisor, the Advisor and Mr. Edelman disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- The securities are directly held by C2 Life Sciences LLC ("C2 Life"). The Advisor serves as the investment advisor to C2 Life. Joseph Edelman is the managing member of the Advisor. The Advisor and Mr. Edelman disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- Each American Depositary Share represents one Ordinary Share of the Issuer.