Filing Details
- Accession Number:
- 0001771515-22-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-19 19:59:24
- Reporting Period:
- 2022-08-17
- Accepted Time:
- 2022-08-19 19:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1771515 | Grocery Outlet Holding Corp. | GO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444802 | Charles Bracher | C/O Grocery Outlet Holding Corp., 5650 Hollis Street Emeryville CA 94608 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-17 | 9,375 | $3.81 | 86,609 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-17 | 9,375 | $7.13 | 95,984 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-17 | 18,750 | $41.36 | 77,234 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-18 | 5,155 | $3.81 | 82,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-18 | 5,156 | $7.13 | 87,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-18 | 5,155 | $42.25 | 82,390 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-18 | 5,156 | $42.24 | 77,234 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-08-17 | 9,375 | $0.00 | 9,375 | $3.81 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-08-17 | 9,375 | $0.00 | 9,375 | $7.13 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-08-18 | 5,155 | $0.00 | 5,155 | $3.81 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2022-08-18 | 5,156 | $0.00 | 5,156 | $7.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,780 | 2024-11-25 | No | 4 | M | Direct | |
| 95,781 | 2024-11-25 | No | 4 | M | Direct | |
| 65,625 | 2024-11-25 | No | 4 | M | Direct | |
| 90,625 | 2024-11-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,410 | Indirect | By spouse |
| Common Stock | 400 | Indirect | By child |
| Common Stock | 400 | Indirect | By child |
| Common Stock | 400 | Indirect | By child |
Footnotes
- This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.19 to $41.97, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- These stock options are vested and exercisable.
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