Filing Details
- Accession Number:
- 0001161697-22-000398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-19 17:02:34
- Reporting Period:
- 2022-08-17
- Accepted Time:
- 2022-08-19 17:02:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1369568 | Catalyst Pharmaceuticals Inc. | CPRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402652 | Alicia Grande | 355 Alhambra Circle, Suite 801 Coral Gables FL 33134 | Vp, Treasurer And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2022-08-17 | 99,316 | $2.53 | 574,853 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-08-17 | 99,316 | $13.85 | 475,537 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2022-08-17 | 31,425 | $2.53 | 506,962 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-08-17 | 31,425 | $13.87 | 475,537 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2022-08-18 | 19,259 | $2.53 | 494,796 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-08-18 | 19,259 | $13.70 | 475,537 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2022-08-17 | 99,316 | $0.00 | 99,316 | $2.53 |
| Common Stock | Options to purchase common stock | Disposition | 2022-08-17 | 31,425 | $0.00 | 31,425 | $2.53 |
| Common Stock | Options to purchase common stock | Disposition | 2022-08-18 | 19,259 | $0.00 | 19,259 | $2.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,408,351 | 2022-12-30 | No | 4 | M | Direct | |
| 1,376,926 | 2022-12-30 | No | 4 | M | Direct | |
| 1,357,667 | 2022-12-30 | No | 4 | M | Direct |
Footnotes
- Shares were sold in various lots from $13.85 to $13.88 per share. The listed sale price represents a weightedaverage price for the shares sold.
- Shares were sold in various lots from $13.87 to $13.88 per share. The listed sale price represents a weighted average price for the shares sold.
- Shares were sold to cover exercise price of options, tax withholding requirements (if applicable) and for personal reasons. Shares were not sold as a result of any disagreement with the Company and Ms. Grande remains an officer of the Company.
- Options vested in three annual tranches beginning on December 30, 2016.
Billionaire Hedge Funds
