Filing Details

Accession Number:
0001493152-22-023511
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-18 21:06:31
Reporting Period:
2022-08-16
Accepted Time:
2022-08-18 21:06:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357459 Palisade Bio Inc. PALI Biological Products, (No Disgnostic Substances) (2836) 522007292
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850921 Thomas Hallam 7750 El Camino Real,
Suite 5200
Carlsbad, CA 92009
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2022-08-16 40,000 $0.25 57,592 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series 1 Common Stock Purchase Warrant Acquisiton 2022-08-16 40,000 $0.00 40,000 $0.25
Common Stock Series 2 Common Stock Purchase Warrant Acquisiton 2022-08-16 40,000 $0.00 40,000 $0.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2023-08-16 No 4 P Direct
40,000 2027-08-16 No 4 P Direct
Footnotes
  1. Represents common shares underlying 40,000 Units of Issuer purchased by Reporting Person ("Units") in Underwritten Offering with each Unit containing (i) one share of common stock, (ii) one Series 1 Warrant and (iii) One Series 2 Warrant at a price per Unit of $0.25.
  2. Represents Series 1 Common Stock Purchase Warrants received as part of the Units purchased by Reporting Person. The Series 1 Warrants are exercisable upon receipt of stockholder approval per Nasdaq rules, which has not been obtained as of the date of this Form 4.
  3. Represents Series 2 Common Stock Purchase Warrants received as part of the Units purchased by Reporting Person. The Series 2 Warrants are exercisable upon receipt of stockholder approval per Nasdaq rules, which has not been obtained as of the date of this Form 4.