Filing Details
- Accession Number:
- 0001628280-22-023293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-18 18:42:49
- Reporting Period:
- 2022-08-17
- Accepted Time:
- 2022-08-18 18:42:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
948708 | Smith Micro Software Inc. | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472122 | Andrew Arno | 5800 Corporate Dr. Pittsburgh PA 15237 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-17 | 5,000 | $2.35 | 15,000 | No | 4 | P | Indirect | By spouse IRA |
Common Stock | Acquisiton | 2022-08-17 | 5,000 | $2.35 | 15,000 | No | 4 | P | Indirect | By MJA Investment |
Common Stock | Acquisiton | 2022-08-17 | 5,000 | $2.35 | 15,000 | No | 4 | P | Indirect | By JBA Investment |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse IRA |
No | 4 | P | Indirect | By MJA Investment |
No | 4 | P | Indirect | By JBA Investment |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 262,605 | Direct |
Footnotes
- Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
- Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
- Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.