Filing Details

Accession Number:
0001593968-22-001357
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-18 11:11:26
Reporting Period:
2022-08-17
Accepted Time:
2022-08-18 11:11:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1671605 L. Jerry Mcdaniel 1201 Network Centre Dr.
Effingham IL 62401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares Acquisiton 2022-08-17 20,000 $25.00 20,000 No 4 P Indirect Jerry L McDaniel Revocable Trust
Depositary Shares Acquisiton 2022-08-17 20,000 $25.00 20,000 No 4 P Indirect James H. McDaniel Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Jerry L McDaniel Revocable Trust
No 4 P Indirect James H. McDaniel Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,046 Indirect James H. McDaniel Revocable Trust
Common Stock 80,000 Indirect Evalia Enterprises, LLC.
Common Stock 13,000 Indirect Four Diamond Capital LLC
Common Stock 2,660 Indirect By Daughter
Common Stock 2,660 Indirect By Daughter
Common Stock 3,360 Indirect By Son
Common Stock 7,500 Indirect Jerry L McDaniel Revocable Trust
Common Stock 1,783 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Share Equivalent $0.00 30,043 30,043 Direct
Common Stock Restricted Stock Unit $0.00 2,060 2,060 Direct
Common Stock Restricted Stock Unit $0.00 1,664 1,664 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
30,043 30,043 Direct
2,060 2,060 Direct
1,664 1,664 Direct
Footnotes
  1. Each depositary share represents a one-fortieth ownership interest in a share of the issuers 7.75 percent Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $2.00 per share (the Series A Preferred Stock), with a liquidation preference of $25.00 per depositary share (equivalent to $1,000 per share of Series A Preferred Stock). The depositary shares are evidenced by depositary receipts.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
  3. RSU with vesting schedule
  4. Each common stock equivalent is the economic equivalent of one share of common stock.
  5. Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.
  6. Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2023 and vested shares will be delivered to the reporting person within 30 days of vesting.