Filing Details

Accession Number:
0001321732-22-000081
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-17 20:32:06
Reporting Period:
2022-08-15
Accepted Time:
2022-08-17 20:32:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1751980 Johanna Roberts One Penumbra Place
Alameda CA 94502
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-15 1,700 $22.04 57,196 No 4 M Direct
Common Stock Disposition 2022-08-15 1,700 $175.04 55,496 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2022-08-15 1,700 $0.00 1,700 $22.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,500 2025-08-11 No 4 M Direct
Footnotes
  1. A portion of these shares is subject to vesting.
  2. The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  3. This transaction was executed in multiple trades at prices ranging from $175.00 to $175.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  4. All shares are vested and exercisable.