Filing Details
- Accession Number:
- 0001415889-22-008769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-17 16:06:50
- Reporting Period:
- 2022-08-15
- Accepted Time:
- 2022-08-17 16:06:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744218 | Celldex Therapeutics Inc. | CLDX | In Vitro & In Vivo Diagnostic Substances (2835) | 133191702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429933 | S Anthony Marucci | C/O Celldex Therapeutics, Inc. 53 Frontage Road, Suite 220 Hampton NJ 08827 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-15 | 75,000 | $2.78 | 102,692 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-08-15 | 45,000 | $9.02 | 147,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-15 | 120,000 | $37.66 | 27,692 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2022-08-15 | 75,000 | $0.00 | 75,000 | $2.78 |
| Common Stock | Incentive Stock Option | Disposition | 2022-08-15 | 45,000 | $0.00 | 45,000 | $9.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2029-06-19 | No | 4 | M | Direct | |
| 26,665 | 2028-06-13 | No | 4 | M | Direct |
Footnotes
- Includes 461 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.
- This option was previously reported as covering 1,075,000 shares at an exercise price of $0.6011 per share, but has been adjusted to reflect the reverse stock split that occurred on February 8, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.39 to $37.95 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- 25% vested on June 19, 2020 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.
- As of June 13, 2022, the option is fully vested.
Billionaire Hedge Funds
