Filing Details

Accession Number:
0001104659-22-091904
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-16 20:43:33
Reporting Period:
2022-08-12
Accepted Time:
2022-08-16 20:43:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1798562 Tmc The Metals Co Inc. TMC Metal Mining (1000) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874431 Andrei Karkar C/O Tmc The Metals Company Inc.,
595 Howe Street, 10Th Floor
Vancouver A1 V6C 2T5
Yes No Yes No
1881973 Eras Capital Llc C/O Tmc The Metals Company Inc.,
595 Howe Street, 10Th Floor
Vancouver A1 V6C 2T5
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2022-08-12 6,250,000 $0.80 51,955,976 No 4 P Indirect Eras Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Eras Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 76,059 Direct
Footnotes
  1. Represents common shares issuable to ERAS Capital LLC ("ERAS"), pursuant to a securities purchase agreement, dated as of August 12, 2022, with the Issuer, a copy of which was filed as Exhibit 10.3 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 15, 2022, at a closing to be held pursuant to such securities purchase agreement this quarter.
  2. The securities are held directly by ERAS. Andrei Karkar is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. Andrei Karkar disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.